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Proposed Rule Change to Adjust FINRA Fees to Provide Sustainable Funding for FINRA’s Regulatory Mission

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adjust FINRA fees to provide sustainable funding for FINRA’s regulatory mission.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 1.12 MB
Notice of Filing and Immediate Effectiveness PDF - 314.13 KB
Response to Comments PDF - 51.39 KB