Proposed Rule Change to Adjust FINRA Fees to Provide Sustainable Funding for FINRA’s Regulatory Mission
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adjust FINRA fees to provide sustainable funding for FINRA’s regulatory mission.
|Title||Format - Size||Status|
|Text of the Proposed Rule Change||PDF - 1.12 MB|
|Notice of Filing and Immediate Effectiveness||PDF - 314.13 KB|
|Response to Comments||PDF - 51.39 KB|