Proposed Rule Change Relating to Members’ Filing Requirements under FINRA Rule 6432 (Compliance with the Information Requirements of SEA Rule 15c2-11)
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change relating to members’ filing requirements under FINRA Rule 6432 (Compliance with the Information Requirements of SEA Rule 15c2-11).
|Title||Format - Size||Status|
|Text of the Proposed Rule Change||PDF - 498.79 KB|
|Federal Register Notice||PDF - 312.79 KB|
|Notification of Designation of Longer Period for Commission Action||PDF - 110.71 KB|
|Response to Comments||PDF - 711.58 KB|
|Approval Order||PDF - 363.02 KB|