Proposed Rule Change to Extend the Expiration Date of the Temporary Amendments set forth in SR-FINRA-2020-015 and SR-FINRA-2020-027
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend the expiration date of the temporary amendments set forth in SR-FINRA-2020-015 and SR-FINRA-2020-027 from August 31, 2021, to December 31, 2021.
|Title||Format - Size||Status|
|Text of the Proposed Rule Change||PDF - 346.99 KB|
|Notice of Filing and Immediate Effectiveness||PDF - 332.12 KB|
|Response to Comments||PDF - 45.58 KB|