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SR-FINRA-2021-022

Proposed Rule Change to Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend, to January 26, 2022, the implementation date of the amendments to FINRA Rule 4210 (Margin Requirements) pursuant to SR-FINRA-2015-036, other than the amendments pursuant to SR-FINRA-2015-036 that were implemented on December 15, 2016.  The proposed rule change would not make any changes to the text of FINRA rules. 

Title Format - Size Status
Text of the Proposed Rule Change PDF - 2.06 MB
Notice of Filing and Immediate Effectiveness PDF - 327.93 KB New