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SR-FINRA-2021-025

Proposed Rule Change to Amend Section 4(c) of Schedule A to the FINRA By-Laws to Establish an Administration and Delivery Fee for the Municipal Advisor Principal Examination (Series 54 Examination)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Section 4(c) of Schedule A to the FINRA By-Laws to establish an administration and delivery fee for the new Municipal Advisor Principal Examination (“Series 54 examination”). 

Title Format - Size Status
Text of the Proposed Rule Change PDF - 2.14 MB
Notice of Filing and Immediate Effectiveness PDF - 345.94 KB