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Proposed Rule Change to Expand TRACE Reporting Requirements to Trades in U.S. Dollar-Denominated Foreign Sovereign Debt Securities

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to expand TRACE reporting requirements to trades in U.S. dollar-denominated foreign sovereign debt securities.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 4.26 MB
Federal Register Notice PDF - 851.34 KB
Notice of Designation of a Longer Period for Commission Action PDF - 100.25 KB
Response to Comments PDF - 191.51 KB
Approval Order PDF - 371.42 KB