SR-FINRA-2022-011
Proposed Rule Change to Expand TRACE Reporting Requirements to Trades in U.S. Dollar-Denominated Foreign Sovereign Debt Securities
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to expand TRACE reporting requirements to trades in U.S. dollar-denominated foreign sovereign debt securities.
| Title | Format - Size | Status |
|---|---|---|
| Text of the Proposed Rule Change | PDF - 4.26 MB | |
| Federal Register Notice | PDF - 851.34 KB | |
| Notice of Designation of a Longer Period for Commission Action | PDF - 100.25 KB | New |
| Response to Comments | PDF - 191.51 KB | |
| Approval Order | PDF - 371.42 KB | New |