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Proposed Rule Change to Amend FINRA Rule 11880 (Settlement of Syndicate Accounts) to Revise the Syndicate Account Settlement Timeframe for Corporate Debt Offerings

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 11880 (Settlement of Syndicate Accounts) to revise the syndicate account settlement timeframe for corporate debt offerings.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 4.11 MB
Federal Register Notice PDF - 533.96 KB
Notice of Designation of a Longer Period for Commission Action PDF - 195.44 KB
Approval Order PDF - 192.13 KB