Proposed Rule Change to Amend FINRA Rule 11880 (Settlement of Syndicate Accounts) to Revise the Syndicate Account Settlement Timeframe for Corporate Debt Offerings
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 11880 (Settlement of Syndicate Accounts) to revise the syndicate account settlement timeframe for corporate debt offerings.
|Title||Format - Size||Status|
|Text of the Proposed Rule Change||PDF - 4.11 MB|
|Federal Register Notice||PDF - 533.96 KB|
|Notice of Designation of a Longer Period for Commission Action||PDF - 195.44 KB|
|Approval Order||PDF - 192.13 KB||New|