SR-FINRA-2022-032
Proposed Rule Change Relating to Alternative Display Facility New Entrant
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to add IntelligentCross ATS (“IntelligentCross”) as a new entrant to the Alternative Display Facility (“ADF”).
| Title | Format - Size | Status |
|---|---|---|
| Text of the Proposed Rule Change | PDF - 13.39 MB | |
| Federal Register Notice | PDF - 237.68 KB | |
| Notice of Designation of Longer Period for Commission Action | PDF - 138.51 KB | |
| Response to Comments | PDF - 217.35 KB | |
| Order Instituting Proceedings To Determine Whether To Approve or Disapprove | PDF - 153.46 KB | |
| Notice of Designation of a Longer Period for Commission Action | PDF - 129.87 KB | |
| Response to Comments No. 2 | PDF - 232.62 KB | |
| Approval Order | PDF - 244.82 KB | |
| Order Scheduling Filing of Statements | PDF - 101.68 KB | |
| Amendment No.1 to Proposed Rule Change | PDF - 1.93 MB | |
| Response to Comments No. 3 | PDF - 2.01 MB | |
| Notice of Filing Amendment No. 1 | PDF - 225.05 KB |