SR-FINRA-2023-002
Proposed Rule Change to Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend the implementation date of certain amendments to FINRA Rule 4210 approved pursuant to SR-FINRA-2015-036.
| Title | Format - Size | Status |
|---|---|---|
| Text of the Proposed Rule Change | PDF - 1.83 MB | New |
| Notice of Filing and Immediate Effectiveness | PDF - 141.12 KB |