Proposed Rule Change to Amend FINRA Rules to Address Duplicative Requirements
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) revisions to amend FINRA rules to address duplicative requirements.
|Title||Format - Size||Status|
|Text of the Proposed Rule Change||PDF - 1.94 MB|
|Notice of Filing and Immediate Effectiveness||PDF - 132.79 KB||New|