SR-FINRA-2023-010
Proposed Rule Change to Provide Relief Relating to Specified Option Transactions under FINRA Rule 4210 (Margin Requirements)
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to provide relief relating to specified option transactions under FINRA Rule 4210 (Margin Requirements).
| Title | Format - Size | Status |
|---|---|---|
| Text of the Proposed Rule Change | PDF - 1.86 MB | |
| Federal Register Notice | PDF - 133.98 KB | |
| Extension No. 1 | PDF - 440.72 KB | |
| Order Instituting Proceedings To Determine Whether To Approve or Disapprove | PDF - 210.01 KB | |
| Notice of Designation of Longer Period for Commission Action | PDF - 122.78 KB | |
| Approval Order | PDF - 156.58 KB |