SR-FINRA-2024-007
Proposed Rule Change to Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATE))
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATE)).
| Title | Format - Size | Status |
|---|---|---|
| Text of the Proposed Rule Change | PDF - 2.27 MB | |
| Federal Register Notice | PDF - 338.46 KB | |
| Notice of Designation of Longer Period for Commission Action | PDF - 185.22 KB | |
| Order Instituting Approval or Disapproval Proceedings | PDF - 301.69 KB | |
| Notice of Designation of Longer Period for Commission Action | PDF - 222.66 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 2.84 MB | |
| Response to Comments | PDF - 248.11 KB | |
| Notice of Filing Partial Amendment 1 | PDF - 271.85 KB | |
| Approval Order | PDF - 422.23 KB |