SR-FINRA-2025-004
Proposed Rule Change to Stay the Effectiveness of Specified Expulsions and FINRA Actions
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to stay the effectiveness of specified expulsions and FINRA actions.
| Title | Format - Size | Status |
|---|---|---|
| Text of the Proposed Rule Change | PDF - 1.91 MB | |
| Notice of Filing and Immediate Effectiveness | PDF - 221.3 KB | New |