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SR-FINRA-2025-005

Proposed Rule Change to Amend the FINRA Capital Acquisition Broker Rules

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend the FINRA Capital Acquisition Broker Rules.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 3.96 MB New