SR-FINRA-2025-005
Proposed Rule Change to Amend the FINRA Capital Acquisition Broker Rules
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend the FINRA Capital Acquisition Broker Rules.
| Title | Format - Size | Status |
|---|---|---|
| Text of the Proposed Rule Change | PDF - 3.96 MB | |
| Federal Register Notice | PDF - 269.26 KB | New |