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Interim Forms and Public Disclosure Program

NASDR has filed with the SEC a proposed rule change to National Association of Securities Dealers, Inc. Interpretive Material 8310-2 to postpone the effective date of recently approved changes to this Interpretive Material and the Forms U-4 and U-5.

Title Format - Size Status
Text of Proposed Rule Change PDF - 17.93 KB
Approval Order PDF - 20.43 KB