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Proposed Rule Relating to Research Reports Approved by NYSE Supervisory Analysts

NASDR has filed with the SEC a proposed rule change to Rule 2210 of the Conduct Rules of the National Association of Securities Dealers, Inc. to permit the approval of research reports by a supervisory analyst of the New York Stock Exchange to satisfy NASD requirements that research reports be approved by a registered principal.

Title Format - Size Status
Text of Proposed Rule Change PDF - 37.26 KB
Amendment No. 1 to Proposed Rule Change PDF - 38.53 KB
Federal Register Notice PDF - 18.3 KB
Approval Order PDF - 20.73 KB