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SR-NASD-1999-021

Creation of a Separate Subsidiary to Administer Dispute Resolution Programs

NASDR has filed with the SEC a proposed rule change to create a dispute resolution subsidiary, NASD Dispute Resolution, Inc. ("NASD Dispute Resolution"), to handle dispute resolution programs; to adopt by-laws for such subsidiary; and to make conforming amendments to the Delegation Plan, the NASD Regulation By-Laws, and the Rules of the Association.

Title Format - Size Status
Text of Proposed Rule Change PDF - 241.5 KB
Federal Register Notice PDF - 85.82 KB
Correction to Federal Register Notice PDF - 7.95 KB
Extension Letter PDF - 2.68 KB
Extension No. 2 PDF - 2.6 KB
Response to Comments PDF - 26.34 KB
Approval Order PDF - 35.1 KB