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SR-NASD-1999-035

Amendment To Associated Person Definition

NASDR has filed with the SEC a proposed rule change to amend the definition of "person associated with a member" in the By-Laws of the NASD, NASD Regulation, Inc. (“NASD Regulation”) and The Nasdaq Stock Market, Inc. (“Nasdaq”).

Title Format - Size Status
Text of Proposed Rule Change PDF - 602.68 KB
Federal Register Notice PDF - 24.96 KB
Approval Order PDF - 19.72 KB