SR-NASD-1999-074
Exemption from the Corporate Financing Rule for Interval Funds
The NASD, through its wholly-owned subsidiary NASD Regulation, Inc., is filing with the SEC proposed rule changes to Rules 2710 and 2830 of the Conduct Rules of the Association.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 69 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 55.92 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 15.8 KB | |
| Federal Register Notice | PDF - 126.04 KB | |
| Response to Comments | PDF - 10.59 KB | |
| Approval Order | PDF - 127.07 KB |