Amendment to Effective Date of Phase Three of Order Audit Trail System Rules
NASDR has filed with the SEC a proposed rule change to amend Rule 6957 to extend the effective date of the implementation of Phase Three of the Order Audit Trail System ("OATS") Rules to October 31, 2000.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 31.84 KB | |
| Approval Order | PDF - 121.28 KB |