SR-NASD-2000-033
Amendment to NASD Rule 3340 to Prohibit Publication of Quotations in a Security
The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., has filed with the SEC a proposed rule change to amend NASD Rule 3340 to prohibit the publication of quotations by members for a security during a trading halt.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 23.66 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 20.8 KB | |
| Federal Register Notice | PDF - 125.53 KB | |
| Amendment No. 2 and Response to Comments | PDF - 10.68 KB | |
| Approval Order | PDF - 46.25 KB |