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SR-NASD-2001-046

Mandatory Electronic Filing of Public Offerings

NASD Regulation, Inc., has filed with the SEC a proposed rule change to Rule 2710 of the Conduct Rules of the NASD (the "Corporate Financing Rule" or "Rule") to require that members submit information on public offerings of securities to the Corporate Financing Department of the NASD Regulation ("Department") through an electronic filing system.

Title Format - Size Status
Text of Proposed Rule Change PDF - 39.23 KB
Federal Register Notice PDF - 44.25 KB
Amendment No. 1 to Proposed Rule Change PDF - 24.32 KB
Approval Order PDF - 50.44 KB