Amendment to Relieve Registered Representatives Serving in Armed Forces from Continuing Education Requirements
NASD Regulation, Inc., has filed with the SEC a proposed rule change to amend NASD IM-1000-2 to codify the staff's position regarding the relief from Rule 1120, Continuing Education Requirements, for securities industry professionals who volunteer or are called into active military duty.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 25.64 KB | |
| Approval Order | PDF - 45.21 KB |