SR-NASD-2002-012
Proposed Rule Change to Subordination Agreement Requirements
NASD Regulation, Inc., has filed with the SEC a proposed rule change to require, as part of a subordination agreement, the execution of a Subordination Agreement Investor Disclosure Document ("Disclosure Document").
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 40.47 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 42.6 KB | |
| Federal Register Notice | PDF - 51.03 KB | |
| Approval Order | PDF - 34.5 KB |