SR-NASD-2002-046
Amendments to Trade Reporting and Compliance Engine Rules (TRACE Rules)
NASD has filed with the SEC a proposed rule change to amend the NASD Rule 6200 Series regarding Trade Reporting And Compliance Engine (TRACE).
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 123.68 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 15.68 KB | |
| Federal Register Notice | PDF - 73.82 KB | |
| Response to Comments and Amendment No. 2 to Proposed Rule Change | PDF - 26.71 KB | |
| Amendment No. 3 to Proposed Rule Change | PDF - 15.85 KB | |
| TRACE Rules, effective July 1, 2002 | PDF - 130.12 KB |