SR-NASD-2002-110
Proposed Registration Category for Proctors of In-Firm Delivery of the Regulatory Element
NASD has filed with the SEC a proposed rule change to establish NASD Rule 1043, a new registration category for proctors of in-firm delivery of the Regulatory Element of NASD’s continuing education requirements.
| Title | Format - Size | Status |
|---|---|---|
| Text of proposed rule change | PDF - 28.38 KB | |
| Federal Register Notice | PDF - 39.39 KB | |
| Approval Order | PDF - 35.12 KB |