SR-NASD-2002-124
Proposed Amendment to Rule 2260 to Expand the Definition of "Designated Investment Adviser"
NASD has filed with the SEC a proposed rule change a proposed rule change to amend NASD Rule 2260 to expand the definition of "designated investment adviser" to include all state registered investment advisers.
| Title | Format - Size | Status |
|---|---|---|
| Text of proposed rule change | PDF - 33.98 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 10.13 KB | |
| Federal Register Notice | PDF - 45.12 KB | |
| Approval Order | PDF - 39.56 KB |