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NASD has filed with the SEC a proposed rule change to amend NASD Rule 2340 to eliminate outdated and unnecessary references to SEC Rule 15c3-1 under the Securities Exchange Act of 1934.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 28.25 KB | |
| Approval Order | PDF - 39.91 KB |