SR-NASD-2003-092
Borrowing from or Lending to Customers
NASD has filed with the SEC a proposed rule change to adopt NASD Rule 2370 to govern lending arrangements between registered persons and customers. SR-NASD-2003-92 replaces, in its entirety, File No. SR-NASD-2003-90.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 32.02 KB | |
| Federal Register Notice | PDF - 43.7 KB | |
| Response to Comments and Extension Letter | PDF - 9.89 KB | |
| Approval Order | PDF - 38.2 KB | |
| Correction | PDF - 13.24 KB |