SR-NASD-2003-184 | FINRA.org Skip to main content

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SR-NASD-2003-184

Review and Update of Member Executive Representative Designation and Contact Information

NASD has filed with the SEC a proposed rule change to require members to review and, if necessary, update their executive representative designation and contact information on a quarterly basis.

Title Format - Size Status
Text of Proposed Rule Change PDF - 23.3 KB
Federal Register Notice PDF - 40.25 KB
Approval Order PDF - 55.78 KB