Interpretations in a Forthcoming Notice to Members Describing Rule 2790
NASD has filed with the SEC portions of a Notice to Members discussing the application of NASD Rule 2790. NASD is not proposing any textual changes to the Rules of NASD.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 33.64 KB | |
| Notice of Filing and Immediate Effectiveness | PDF - 44.22 KB |