SR-NASD-2004-016
Online Arbitration Claim Filing Pilot Program
NASD Dispute Resolution proposes to amend NASD Rule 10314(a) to allow parties to complete part of the arbitration claim filing process through the Internet.
| Title | Format - Size | Status |
|---|---|---|
| Approval Order | PDF - 57.99 KB | |
| Text of Proposed Rule Change | PDF - 47.38 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 29.61 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 24.75 KB | |
| Federal Register Notice | PDF - 68.8 KB |