SR-NASD-2004-023
Amendments to Order Audit Trail System Rules Relating to Execution Reports
NASD has filed with the SEC a proposed rule change to amend NASD Rule 6954(d) to require that members record and report the execution price and firm capacity in Order Audit Trail System ("OATS") Execution Reports.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 31.83 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 32.52 KB | |
| Federal Register Notice | PDF - 57.13 KB |