SR-NASD-2004-042
Proposed Foreign Hearing Location Rule
NASD has filed with the SEC a a proposal to adopt a new rule in the NASD Code of Arbitration Procedure ("Code") regarding foreign hearing locations and to amend IM-10104 to allow payment of additional or increased honoraria to arbitrators who hear cases in foreign locations.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 31.39 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 57.66 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 114.49 KB | |
| Federal Register Notice | PDF - 61.26 KB | |
| Approval Order | PDF - 45.68 KB |