SR-NASD-2004-045
Proposed Amendments to Require Market Order Protection
NASD has filed with the SEC a proposed rule change to prohibit a member from trading ahead of a customer market order and to require the crossing of customer market orders, if the customer market order has not been executed fully and promptly.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 49.12 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 95.81 KB | |
| Federal Register Notice | PDF - 69.93 KB | |
| Extension No. 1 | PDF - 19.65 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 231.25 KB | |
| Approval Order | PDF - 65.17 KB |