SR-NASD-2004-089
Proposed Amendments to Require Price Improvement to Limit Orders in Certain Circumstances
NASD has filed with the SEC a proposed rule change to require members to provide price improvement to customer limit orders in certain circumstances and to expand the application of IM-2110-2 to exchange-listed securities.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 139.64 KB | |
| Federal Register Notice | PDF - 65.91 KB | |
| Extension No. 1 | PDF - 19.65 KB | |
| Approval Order | PDF - 59.17 KB |