SR-NASD-2004-137 | FINRA.org Skip to main content

FINRA.org will undergo scheduled maintenance Sunday, Nov. 1, from 8 p.m. to Monday, Nov. 2, 4 a.m. ET, with a brief five-minute outage during this window.

SR-NASD-2004-137

Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Amendments to the OATS Rules to Require that ECNs Capture Routed Order Identifier Information

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Amendments to the OATS Rules to Require that ECNs Capture Routed Order Identifier Information

Title Format - Size Status
Text of Proposed Rule Change PDF - 59.9 KB
Notice of filing and Approval Order PDF - 69.39 KB