SR-NASD-2004-153
Options Position Limits - Exemption for OTC Derivatives Dealers
NASD has filed with the SEC a proposed rule change to amend Rule 2860 to provide an exemption from stock options position limits for OTC Derivatives Dealers provided that certain conditions have been satisfied.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 78.5 KB | |
| Approval Order | PDF - 58.7 KB |