Proposed Rule Change To Amend Section 7 of Schedule A to the NASD By-Laws to Adjust Fees for Filing Documents Pursuant to the Corporate Financing Rule
NASD is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Section 7 of Schedule A to the NASD By-Laws ("Section 7") to adjust fees for filing documents pursuant to Rule 2710 (Corporate Financing Rule – Underwriting Terms and Arrangements).
| Title | Format - Size | Status | 
|---|---|---|
| Text of Proposed Rule Change | PDF - 77.07 KB | |
| Notice of Filing and Immediate Effectiveness | PDF - 53.21 KB | 
