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SR-NASD-2005-001

Proposed Rule Change to Amend NASD Rule 3360 in Light of the SEC Regulation SHO

NASD has filed with the SEC a proposed rule change to amend NASD Rule 3360 to change references from "SEC Rule 3b-3" to "SEC Rule 200," thereby conforming the rule language in Rule 3360 in light of the SEC’s new short sale regulation, Regulation SHO.

Title Format - Size Status
Text of Proposed Rule Change PDF - 47.34 KB
Federal Register Notice PDF - 60.25 KB