SR-NASD-2005-058
Proposed Amendments to NASD Rules 3150 and 3230
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rules 3150 and 3230 governing the reporting of data to clearing firms by correspondent firms.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 58.84 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 197.24 KB | |
| Federal Register Notice | PDF - 57.98 KB | |
| Approval Order | PDF - 55.44 KB |