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SR-NASD-2005-080

Proposed Rule Change to Establish New NASD Rule 2290 Regarding Fairness Opinions

NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule to establish new NASD Rule 2290 to address disclosures and procedures concerning the issuance of fairness opinions.

Title Format - Size Status
Text of Proposed Rule Change PDF - 277.43 KB
Extension No. 5 PDF - 19.52 KB
Extension No. 6 PDF - 19.48 KB
Amendment No. 4 to Proposed Rule Change PDF - 116.42 KB
Extension No. 7 PDF - 19.6 KB
Extension No. 8 PDF - 19.45 KB
Approval Order PDF - 65.65 KB
Amendment No. 1 to Proposed Rule Change PDF - 109.42 KB
Amendment No. 2 to Proposed Rule Change PDF - 145.77 KB
Amendment No. 3 to Proposed Rule Change PDF - 275.08 KB
Federal Register Notice PDF - 76.17 KB
Extension No. 1 PDF - 19.58 KB
Extension No. 2 PDF - 19.57 KB
Extension No. 3 PDF - 19.57 KB
Extension No. 4 PDF - 19.57 KB