SR-NASD-2005-146
Proposed Rule Change to Expand the Scope of IM-2110-2 (the "Manning Rule")
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to expand the scope of Interpretive Material (IM) 2110-2 (the "Manning Rule") relating to trading ahead of customer limit orders to apply to all over-the-counter ("OTC") equity securities.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 264.38 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 171.4 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 283.19 KB | |
| Federal Register Notice | PDF - 74.63 KB | |
| Amendment No. 3 | PDF - 26.71 KB | |
| Approval Order | PDF - 58.94 KB |