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Certificates
Sec. 11.2 The stockholder shall be entitled to a certificate or certificates in such form as shall be approved by the Board, certifying the number of shares of capital stock in FINRA Regulation owned by the stockholder.
| Amended by SR-FINRA-2009-020 eff. Aug. 20, 2009. Amended by SR-NASD-97-71 eff. Jan. 15, 1998. Selected Notice: 09-39. |