Sole Stockholder
Sec. 11.1 FINRA shall be the sole stockholder of the capital stock of FINRA Regulation.
| Amended by SR-FINRA-2009-020 eff. Aug. 20, 2009. Amended by SR-NASD-97-71 eff. Jan. 15, 1998. Selected Notice: 09-39. |
| Amended by SR-FINRA-2009-020 eff. Aug. 20, 2009. Amended by SR-NASD-97-71 eff. Jan. 15, 1998. Selected Notice: 09-39. |