11510. Delivery of Temporary Certificates | FINRA.org Skip to main content

FINRA.org will undergo scheduled maintenance Sunday, Nov. 1, from 8 p.m. to Monday, Nov. 2, 4 a.m. ET, with a brief five-minute outage during this window.

11510. Delivery of Temporary Certificates

A temporary certificate shall not be a good delivery when permanent certificates are available.
Amended by SR-FINRA-2010-030 eff. Dec. 15, 2010.

Selected Notice: 10-49.

No Results Found

No Results Found

No Results Found

No Results Found