11560. Certificate of Company Whose Transfer Books Are Closed
General Requirements
• • • Supplementary Material: --------------
.01 Sample Ownership Transfer Indemnification Stamp.
Date: | |
The undersigned owner of this certificate (number) representing _____________________ shares of _____________________ hereby certifies the transfer of all ownership therewith to the bearer hereby. We acknowledge that the transfer books of the herein named corporation are closed and agree to accept responsibility in accordance with the provisions of Rule 11560 of the FINRA Uniform Practice Code. | |
____________________________ (Name of Member) ____________________________ (Authorized Signature) |
Amended by SR-FINRA-2010-060 eff. Dec. 15, 2010. Amended by SR-FINRA-2010-030 eff. Dec. 15, 2010. Amended by SR-NASD-91-13 eff. Nov. 1, 1991. Selected Notice: 10-49. |