11890. Clearly Erroneous Transactions

Regulatory Notice 17-19
SEC Approves Amendments to FINRA Rules to Conform to the Shortened Standard Settlement Cycle for Most Broker-Dealer Transactions From Three Business Days (T+3) to Two Business Days After the Trade Date (T+2)
May 11, 2017
Regulatory Notice 10-04
SEC Approves Consolidated FINRA Rules Governing Clearly Erroneous Transactions
January 15, 2010

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