3250. Designation of Accounts
No member shall carry an account on its books in the name of a person other than that of the customer, except that an account may be designated by a number or symbol, provided the member has on file a written statement signed by the customer attesting the ownership of such account.
Amended by SR-FINRA-2009-017 eff. Aug. 17, 2009.
Amended by SR-NYSE-92-04 eff. May 27, 1992.
Amended eff. March 26, 1970.
Selected Notice: 09-33.
- Regulatory Notice 09-33June 15, 2009