5160. Disclosure of Price and Concessions in Selling Agreements
Selling syndicate agreements or selling group agreements shall set forth the price at which the securities are to be sold to the public or the formula by which such price can be ascertained, and shall state clearly to whom and under what circumstances concessions, if any, may be allowed.
Amended by SR-FINRA-2009-086 eff. April 19, 2010.
Selected Notice: 10-10.